交易罚金(Exchange Fine)是指在期货交易市场上，特指因违反交易规则而由交易所给予处罚所收取的罚金。
交易罚金的范围一般指下列情况：
(1)交易商或投资者散布或有意制造假信息，诱导市场走向，引诱其他投资者受骗上当;
(2)交易商或投资者持仓过多，超过交易所规定的标准而又未按交易所要求及时平仓;
(3)交易商或投资者有意操纵市场，造成市场混乱;
(4)投资者在交割现货时不能履行交易规则等等。
一般说来，不同的交易所对罚金数额都有各自的若干规定，除了由一个基本罚金起点外，具体数额则根据交易商或投资者违规的程度和造成的市场损害而即时制定。
》》FRM备考资料推荐：FRM一二级电子版资料
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